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May 1994
Crime and Community
Beyond the specific provisions of the new federal crime bill is a set of
broad assumptions--ideas about the strategies the police should employ not
just to arrest criminals but also to prevent crime, and about sentencing
and incarceration and how effectively they deter, incapacitate, or punish
offenders. In this article, the first of two, the author reports on the
debate among law-enforcement professionals over community policing, the
federalization of crime, and the future of gun control
by Wendy Kaminer
Crime control is not a science; nor is it a religion, a simple matter of
revealed truth, except perhaps to those who blame rising crime on the
abolition of prayer in the schools. God knows whether restoring school
prayer might lower the crime rate. Eighty percent of people surveyed last
August believed that increasing the number of police officers would
significantly decrease violent crime, and what 80 percent of the people
wanted they quickly got from their elected officials: one of the most
popular provisions of the new crime bill is the promise of federal dollars
for 100,000 new police officers. It has intuitive, commonsense appeal.
Even if the police have no direct effect on crime, many people feel safer
in their presence, assuming they don't harbor suspicions of police
brutality, and when people feel safer, they are more likely to venture out
of their homes to make their neighborhoods safer.
The 100,000 new officers are specifically intended to help revitalize
neighborhood life; they're supposed to be trained in community policing, a
progressive model of police work embraced, at least rhetorically, by
practically everyone. Community policing calls for a partnership of the
police and local residents, and expands the focus of the police from
arrests to intervention and preventive "problem solving." In its most
reductive form, this approach is viewed as a shift from deploying police
officers in patrol cars that randomly cruise the streets and answer calls
for assistance to deploying them on the street and encouraging them to
establish ongoing relationships with residents. Community policing is
often described simplistically as a return to cops on the beat who are
integral parts of the neighborhood.
NEW AGE COPS
In its sophisticated form, however, community policing entails what
William Bratton, formerly Boston's and now New York City's police
commissioner, has called a "sea change" in the concept of policing, from
reactive, "incident-oriented" law enforcement to a hybrid of enforcement
and community-service work aimed at crime prevention. It envisions the
demilitarization of police departments, a shifting of authority down
through management to the ranks, so that cops on the street will have more
discretion and can go beyond making arrests to analyzing underlying
problems and responding to them with community cooperation. At its most
cosmic, community policing requires teaching critical-thinking skills to
people who have traditionally been taught to play by the book. Advocates
of community policing stress that it is not simply a new program or
strategy but a transformative new philosophy--what a New Age cop might
call a paradigm shift.
Some observers are skeptical that using federal dollars to hire local
police officers will facilitate community policing or enhance public
safety. In general, community policing doesn't rely on increasing the
numbers of police officers. It seeks to increase community participation
in crime control. The idea is that police departments will become more
effective not by increasing their numbers but by extending their reach
into communities. The ratio of officers to citizens is, in fact, a "poor
predictor of violent crime," according to Michael Smith, the president of
the Vera Institute of Justice, in Manhattan. People fear street crime
greatly, but while crime against strangers is rising, much violent crime
still occurs between people who know each other. Private relationships
need to be policed, as the history of domestic violence shows, but they
need to be policed differently from holdups of convenience stores.
Additional police officers will have an impact, however marginal, only in
areas where the police departments are now grossly understaffed, Smith
believes. In New York City "the number of new cops won't make much
difference," he says. "When cutbacks reduced the number of police, the
number of arrests per officer rose; crime went up and down during that
period." Smith is dismissive of federal funding to hire additional
officers: "The analytic work that tells you we need more cops across the
board doesn't exist. It was a campaign promise."
Ronald Hampton, the executive director of the National Black Police
Association, agrees that on the whole we have enough police officers; he
contends that we simply don't educate or use them properly. "We need to
focus on what police do, not how many of them are doing it," he says. "If
I take a hundred thousand new police officers and put them through the
present induction program, most of them won't end up on the street and
they won't bring their heads with them if they get there. If we don't
first change the philosophy of policing in this country, whatever police
officers we add will fall into the black hole that exists in every police
department."
Everybody talks about community policing, advocates agree, but few police
departments practice it. Michael Smith calls it "rhetorical policing."
Herman Goldstein, a professor of law at the University of Wisconsin,
stressed last year at a Justice Department conference on community
policing that the term "is widely used without any concern for its
substance." He said, "Political leaders and, unfortunately, many police
leaders hook onto the label for the positive images it projects but do not
engage with--or invest in--the concept." Goldstein warns that if
"community policing" becomes a catchall term (like "empowerment" or
"codependency"), it will be regarded as a panacea for a catchall litany of
urban problems. Successful implementation of community policing means
fundamentally redefining both police functions and the community's
expectations of the police, he says. Service-oriented policing is not
intended to satisfy all the needs of communities that are "starved for
social services."
If communities are apt to expect too much from community policing, many
police departments are still prepared to deliver too little. The scope of
the reforms that would be needed and the intensity of internal resistance
to them are routinely underestimated or ignored. Hampton says that it
could take up to ten years to implement community policing in a typical
metropolitan police department, a task complicated by the fact that the
average tenure for a police chief today is only about three years.
Mayors come and go as well, which can bring changes in policing
priorities. Shortly after taking office this past January, New York City's
new mayor, Rudolph Giuliani, called for a reform of the community-policing
programs adopted by his predecessor, David Dinkins. Giuliani, a former
prosecutor with a penchant for talking tough, criticized community
policing for its focus on social services. He suggested that social
service is at best an "add
on" to police work and at worst a distraction from crime control.
Giuliani's remarks typified the response of law-enforcement
traditionalists to new models of policing and missed the point made by
advocates of community policing: that crime control includes crime
prevention, which requires an understanding of a community's character and
its social-service needs.
TURNING THE "SHIP OF POLICING"
Community policing may be a particularly hard sell at a time when a
frightened and angry public is demanding a more punitive justice system,
not a more understanding one. But even in the most judicious of times
community policing would be difficult to implement. The "ship of policing"
will turn slowly, Commissioner Bratton cautions, because "we have to
change everything we do"--recruitment, training and supervision, and
militaristic management policies. Bratton says he is unaware of any
program that teaches community policing "the way we would like it to be
taught." There is resistance from the "old guard," who fear losing
authority and control as police departments are decentralized, and there
is resistance from recruits, "who come in expecting to chase people and do
shoot-ups." Bratton says, "Eighty-five percent of police work is not that.
The average police officer in America is never going to draw his gun in
his entire career."
The image of policing is still shaped by the entertainment industry,
Ronald Hampton observes. "Some recruits expect to come here and be Dirty
Harry or Don Johnson. We need to shift from a spirit of adventure to a
spirit of service." Hampton adds that some recruits who do enter the
police academy with an ethic of service leave with a taste for authority,
which they find easier to satisfy by policing racial minorities. "The way
you police in an affluent white community is not the way you police in a
poor black community," he says, and goes on to tell this story of a young
black police officer engaged in on-the-job training in the predominantly
black neighborhood where he was raised: "I asked him a few questions about
his assignment. He said he was assigned to Georgetown, which is about
ninety percent white, but he'd been training in a ninety-nine percent
black community. He said, 'I'm disappointed. I don't want to go to
Georgetown.' He said he wanted to work where the police tell the people
what to do, not where the people tell the police. That kid wouldn't have
said that before he went into the police academy. Now he's calling the
people he grew up with trash; he's calling them scum."
These caveats about the prospects for community policing in the near
future do not necessarily mean that the federal promise of new police
officers is misguided. Congressman Barney Frank asserts that the current
failure to use the police force with the utmost effectiveness and
efficiency is no reason not to increase its numbers. Inefficiencies are
built into any bureaucracy, he observes, adding that liberals fall back on
arguments about inefficiency when they have ideological objections to
hiring more officers. "Do they say this about housing? Do they say we
shouldn't build any more housing until we learn to use what we have
efficiently? They don't say 'No more aid to poor countries unless we learn
to do that efficiently' either." Bratton believes that some police
departments do need additional officers, although their needs will vary.
The Boston Police Department lost people over the past decade through
attrition, Bratton notes; Michael Smith stresses that New York City paid
for more police officers by raising taxes.
The trouble is, Michael Smith points out, that if the government allocates
funds for additional officers, a city like New York will apply for them
regardless of need. "Politically, you take what you can get and try to
deal with the down side of the gift." What might be the down side of
increasing the local police force? Additional officers making additional
arrests put additional burdens on local prosecutors, defender services,
courts, probation services, and jails. A change to community policing is
not necessarily supposed to result in more arrests, since its focus is on
prevention. But the standard measure of police effectiveness is the arrest
rate, and this will not be abandoned anytime soon, despite all the talk
about community policing. Senator Joseph Biden acknowledges that with an
influx of new police officers "costs will go way up." (How far up an
official at the Justice Department could not say.) Perhaps in Boston the
benefits will outweigh the costs. In New York they may not. More than new
police officers, Michael Smith says, New York needs new drug
treatment programs.
"WE KNOW BEST"
Underlying the concern about federal funding for cops are larger questions
about federal funding in general. Different localities have different
public
safety needs; why should Congress decide they need more cops and not more
computers ("There are police departments using dial telephones," Senator
Orrin Hatch says) or better foster-care or drug-treatment services? One
view emerging among many local officials, not surprisingly, favors
"decategorizing" federal funding, in order to return to something like a
block-grant system that would allow localities some discretion to diagnose
their own problems and prescribe their own cures. Instead of allocating
money for police officers, the argument goes, Congress should establish a
more general, flexible fund for public safety or domestic security. New
York could request drug-treatment programs, and Boston could request more
police officers. At least Congress could offer localities a menu of law
enforcement options, allowing them to choose one from column A and one
from column B or C--more cops or computers or security guards for
schools.
Attorney General Janet Reno has been obliquely advocating such
decentralization for some time. In a speech to the American Bar
Association last August she explained the problem of categorized funding
like this: "We have created a giant federal government with many agencies
designed to help people, and they come up with wonderful programs and come
to the community and tell the community, 'We've got this wonderful program
but, I'm sorry, you're not eligible for it. Our round grant won't fit in
your square hole.' The federal government comes to communities and says,
'We can tell you how to do this; we know best.'" Communities know best,
Reno and others suggest.
Perhaps. Increasing local control of federal grant money would be
effective to the extent that local officials are smart, innovative, and
reasonably honest. It is also true that federal control of funds is as
effective as federal officials. Politics, ideology, venality, and
incompetence are apt to drive programmatic priorities at the local, state,
and federal levels equally. Still, it makes sense to assume that local
officials in general have a better, more visceral understanding of local
problems. And whether or not decentralization encourages corruption at the
local level, corruption is a constant problem that requires constant
monitoring at every level; a centralized design of programs may only
encourage a different kind of corruption. Local officials complain
privately that categorized funding encourages them to lie and vie for
programs they don't really need.
There are also questions about how wisely federal officials will
distribute funds. The Justice Department recently awarded a small number
of community-policing grants, in some cases favoring suburbs and towns
with low crime rates over more crime-ridden cities. The relatively bucolic
Sandwich, Massachusetts, on Cape Cod, won out over the beleaguered city of
Lynn, among other places. Indianapolis lost a grant to an affluent suburb.
It doesn't make sense, the city's mayor, Stephen Goldsmith, says. "People
in high-crime areas pay taxes that are then allocated, in the form of
policing grants, to communities with less crime."
Goldsmith, a former prosecutor, initially welcomed the promise of new
police officers. Now he is skeptical about how the Justice Department will
implement it. Stressing that crime is primarily a local problem, he
contends that decategorizing federal money may be the most important step
the federal government could take to enhance public safety.
FEDERALIZING CRIME
That crime, like politics, is a local affair is a universally acknowledged
truth. In Congress politicians, right and left, often begin discussions of
crime control by pointing out that 95 percent of all crime is local. Then
they explain the rationale for imposing federal penalties on whatever
crime is of particular concern at the moment--carjacking and spouse abuse
have been targeted recently. There are good reasons for federalizing these
offenses: stolen cars and parts move in interstate commerce; spouse abuse
is still ignored in many states, and if gender-based violence is a form of
discrimination, women arguably have a federal right to be free of it.
Indeed, the federalization of a great many crimes can be rationalized; an
interstate nexus is rarely hard to find. (The 1964 Civil Rights Act
prohibiting racial discrimination in public accommodations was based on
the commerce clause of the Constitution.) Arguments about federalization
tend to be more political than principled. Liberals tend to contest the
federalization of criminal behavior except when civil rights are involved.
Conservatives tend to oppose federalizing racial or sexual discrimination,
in deference to either states' rights or a free market. People usually
want the federal government to extend jurisdiction in areas in which they
favor stepped-up enforcement. Or, as Congressman Barney Frank says,
"People favor federalizing what they don't like and oppose federalizing
what they like."
No one likes juvenile violence, which has increased dramatically and
disproportionately. According to a report by Northeastern University's
National Crime Analysis Program, from 1985 to 1991 the number of males
aged thirteen to seventeen arrested for murder rose by more than 100
percent. Juveniles have been involved in high-profile cases (a thirteen
year-old was among those implicated in the fatal shooting of a British
tourist in Florida last fall), and the spectacle of children with guns and
no apparent empathy or conscience is particularly chilling. The rise in
serious juvenile crime overshadows a recent modest decline in violent
crime overall and accounts for much public outcry over violence. So it's
not surprising that the Senate voted to federalize a great deal of
juvenile crime. Amendments passed hastily by the Senate, without hearings,
required that juveniles over the age of thirteen be federally prosecuted
as adults for certain crimes involving firearms, federalized the
possession of handguns and ammunition by juveniles, and federalized gang
activity, loosely defined.
In voting for significant expansions of federal jurisdiction over
juveniles, the Senate was undeterred by the absence of a federal system
for prosecuting juveniles or federal correctional facilities for
incarcerating them. Juvenile justice has traditionally been the province
of the states. Federalizing juvenile offenses could require the
establishment of a redundant federal system and could also impose
additional burdens on the states, if they're required to house juveniles
subject to federal prosecution. New York City's commissioner of the
Department of Juvenile Justice opposed the Senate bill federalizing the
possession of handguns and ammunition in the expectation that it would
strain local facilities and increase delays in processing juvenile
cases.
But if there are loose theoretical limits and few principled ones to
extensions of federal jurisdiction, there are practical limits to what
federal prosecutors, defenders, and courts can manage. Federal district
courts are already swamped by drug cases that should probably be tried in
state courts. It's becoming increasingly difficult to obtain a civil
trial. Federal judges tend to oppose the expansion of federal
jurisdiction, and the Justice Department seems wary of it as well. An
official at the department asserts that some thought has been given to
issuing guidelines advising federal prosecutors when to exercise
jurisdiction over crimes that are federal and local concurrently.
Political reasons for establishing federal jurisdiction don't necessarily
translate into legal reasons for exercising it. Congress may enact a broad
range of federal criminal laws that federal prosecutors may enforce only
erratically, if at all--but there's no clamor yet for truth in
legislating.
In recent years Congress has extended federal jurisdiction dramatically in
cases involving the use or possession of firearms as well as of drugs.
Whatever salutary effect this has had on gun violence has been too subtle
to quantify. Liberals have long argued that instead of simply increasing
penalties for the illegal use of guns, the federal government should
restrict sales to the public. Last year Congress took a small practical
step, or a great symbolic leap, in this direction when it passed the Brady
bill, which imposes a waiting period on buyers of handguns and was signed
into law by President Bill Clinton seven years after it was proposed. The
Senate also passed a ban on the sale of guns to minors (which is already
illegal in many states) and on the manufacture of certain assault
weapons.
60 MILLION HANDGUNS
These were not exactly controversial measures, although they were quite
difficult to pass. There is strong majority support for gun control.
Seventy percent of Americans want stricter gun laws, according to Gallup;
nearly 90 percent of the public favors the Brady bill.
But even supporters of the Brady bill are likely to concede that it will
probably have little effect overall on gun violence. Colin Ferguson, who
opened fire on a crowded Long Island commuter train last December, killing
six people and wounding nineteen, bought his gun in California, after
undergoing a sixteen-day waiting period (the store owner added a day "for
good measure" to the state's legally mandated fifteen-day period), and
there's no persuasive evidence that waiting periods have decreased violent
crime in states that already mandate them. A federally mandated waiting
period may save a few lives, people say, and it represents a crucial,
symbolic defeat for the National Rifle Association. It may also lead to
more-stringent gun-control laws, as advocates hope and the NRA fears, such
as Senator Daniel Patrick Moynihan's proposal to tax ammunition or ban
certain kinds of it. But with some 200 million firearms already at large,
including 60 million handguns, there's no reason to have high hopes for
traditional point-of-purchase prohibitions. Now that this initial battle
for gun control has been won, it has become nearly irrelevant to the war
against gun violence.
Because gun-control debates have been defined by efforts to restrict the
sale of firearms in the face of NRA opposition, alternative strategies for
regulating the nation's enormous stockpile of weapons have barely been
considered until recently. A report published last year by the National
Academy of Sciences suggests adopting some of the tactics used against
drugs--focusing on illegal transactions and undesirable uses. A shift in
focus away from sweeping, hotly contested bans on possession and use would
at least have significant political advantages. The NRA could hardly
object to attacks on the black market.
This proposal to concentrate on illegal gun markets does not equate drugs
with guns, or one market with the other; nor does it necessarily imply
that we should focus exclusively on the illegal supply of guns, as we have
traditionally focused on the illegal supply of drugs, ignoring conditions
that create the demand. But it is an acknowledgment that effective
near-total prohibitions on guns are as unrealistic as prohibitions on
drugs and alcohol. Given the American tradition of violent individualism,
the staggering number of guns already in circulation, and the likelihood
that more or less law-abiding citizens concerned with self-defense will
continue to desire guns, the belief that this might someday be a gun-free
country seems more and more utopian.
The failure to enact meaningful gun-control measures twenty-five or thirty
years ago has made the slogan "When guns are outlawed, only outlaws will
have guns" seem almost true. So far the explosion of gun violence may have
increased the desire for gun control more than the desire to own guns.
(Reported ownership of firearms has remained fairly stable during the past
ten years, according to Gallup, while support for gun control has
increased.) But the balance could shift if the violence continues; if
people lose all faith in the government's ability to protect them, they
will take drastic steps to protect themselves, with public approval. Last
year a Louisiana jury acquitted Rodney Peairs of manslaughter after he
shot and killed a Japanese exchange student who mistakenly rang his
doorbell seeking a Halloween party at another address. In the belief that
he was defending his home, Peairs asked no questions; the entire encounter
took about one minute.
With more and more people feeling besieged, even at home, by nameless
strangers, like the man who abducted and killed twelve-year-old Polly
Klaas in California, studies demonstrating that keeping a gun at home
nearly triples one's risk of being killed (often by someone one knows)
will probably have less effect than studies linking smoking to lung
cancer. Millions of people start smoking and continue to smoke because
they don't really believe that lung cancer will ever attack them.
Frightened people will buy guns in the belief that they will never turn
them against each other. For many middle-class people who live and work in
low-crime areas, fear of crime is often fear of people they don't know.
"GOOD KIDS HAVE GUNS"
Fear seems to play an important role in the proliferation of guns among
juveniles, particularly urban minorities, according to David Kennedy, a
research fellow at Harvard University's Kennedy School of Government. A
recent National Institute of Justice study of male juvenile offenders and
male students in inner-city high schools found that "self-protection in a
hostile and violent world was the chief reason to own and carry a gun."
Twenty-two percent of the students reported owning a gun. Thirty-five
percent reported carrying a gun regularly or occasionally; family,
friends, and illegal markets were their primary sources. A majority of
students (69 percent) came from families in which men owned guns, and
nearly half (45 percent) reported having been "threatened or shot at on
the way to or from school." Kennedy remarks that youth culture in the
inner cities is akin to prison culture: "captive, lawless, dangerous,
self-regulated." Depressing as this is, he adds, it does suggest that the
market for guns among juveniles may be malleable: control the fear and you
control the guns, which in turn decreases the fear.
"Good kids have guns," John Silva, the director of safety and security for
the Cambridge, Massachusetts, public schools, observes. "From a district
attorney's perspective, a good kid would never carry a gun, but the DAs
don't live in the projects. There's so much fear. Good kids who want to go
to school and do the right thing--they're afraid of the gangs and the drug
dealers; they want to protect themselves and their families. Good kids,
bad kids--the categories don't apply anymore."
THE IDEOLOGICAL COMMON GROUND OF "COMMUNITY"
If good kids use guns, then crime is not simply a failure of character, as
Ronald Reagan once claimed. Nor is it merely a failure of government--to
reduce poverty and enable good people to grow. If good kids use guns, then
crime is a failure of community. That, at least, is the emerging wisdom
about crime.
Talk about community is beginning to dominate criminal-justice debates.
Community policing, community defender services, community courts, and
community "empowerment" efforts are praised for their "holistic" approach
to crime. ("Holistic" is another coming word in crime control.) The
concept of community is one that both liberals and conservatives can
embrace. The community is a private and a public place, located somewhere
between the individual and big government. It combines conservative belief
in individual responsibility with liberal faith in collective, civic
solutions to the individual's problems.
Politicians who want to sound progressive sometimes claim that partisan
approaches to crime are giving way to a new, bipartisan pragmatism. And it
is true that liberals and conservatives seem to be staking out some common
ground on crime control, at least rhetorically--although the neat
divisions between liberal and conservative approaches to crime have always
been a little facile. Liberals focus on root causes, we always say, while
conservatives focus on controlling the effects of crime. But in fact
liberals have never advocated disbanding police departments, tearing down
prisons, and ignoring the effects of crime while we await its cure. Nor
have conservatives ignored root causes; they've just defined them
differently. Every time conservative preachers and politicians rail
against pornography, or the media's attack on family values, or the
legitimization of homosexuality, they are addressing what they see as root
causes of crime. There have even been exceptions to the liberal attachment
to individual rights and the conservative attachment to authority. In the
gun
control debate conservatives defended the rights of individual gun owners
against liberal assertions of the need for social order.
Communitarianism has facilitated liberal appeals to order, because it
finesses the conflict between individual rights and social control.
Communitarians use the concept of communal "rights" to peace and security
as a limit on individual rights to engage in deviant behavior. The concept
is misleading: communities don't have rights under our Constitution; they
have interests and a presumption of majority rule, which they're required
to exercise with respect for individual rights. But the language of
communal rights is politically effective; it provides liberals with a way
of positing social order as a primary liberal value.
Is this common ground or merely common language? Liberals and
conservatives still maintain very different notions about government's
proper role in facilitating community development and instilling values in
citizens. Orrin Hatch thinks that the federal government should allow each
of the fifty states to develop a values curriculum for public schools,
without worrying so much about strict separations of Church and State;
some religious values, he says, are "generic values that help people
realize there is a better way." Janet Reno talks about providing families
with social services that will help ensure that every child is raised with
a conscience. She talks about the need for community advocates who would
help individual citizens obtain the services of their government and
mediate disputes with landlords. She talks about pro bono legal work.
Under the rubric of "community" Reno can call for a return to the
legal-service ethic of the early 1970s while Orrin Hatch calls for
government vouchers to ensure school choice, getting values into schools,
and "cleaning up" television and movies. Reno does seem ready to provide
the broom. It is one of the ironies of the crime debate that liberals and
conservatives, while they argue over the ways to address violence directly
in real life, may come together over the need to censor violence in the
media.
It is fitting, however, that the media emerge as a battleground for crime
prevention. Crime-control debates have always been driven by imagery.
Members of Congress are used to gesturing on crime, passing laws that are
less effective than expressive of an attitude toward crime (they're
against it). Crime also undermines the image of America that politicians
celebrate: "The American people are fundamentally decent," they intone, as
if criminals were of some other species.
Violent crime became a pre-eminent problem last year not because
fundamentally decent middle-class people, who set the political agenda,
had an awakening of conscience. Rather, they were awakened by fear. Crime
began to seem less contained in the inner cities as it spilled out onto
highways, into shopping centers and suburban schools. Somehow, it seemed
to take us by surprise. "How did this happen?" people ask, surveying the
wreckage.
Copyright 1994 by The Atlantic Monthly Company. All rights reserved.
The Atlantic Monthly; May 1994; Crime and Community; Volume 273, No. 5;
pages 111-120.
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