The Brooks Brothers Strike Back Against Harness Racing

Just a few weeks after harness racing made a sweeping and long-anticipated move against Jeffrey Brooks and his enormous stable of fast trotters and pacers, the Brooks family has struck back against its pursuers. Brooks has sued the United States Trotting Association and New York racing officials for $108 million, alleging that the regulators and licensors have restrained his trade and violated his constitutional rights. It's a lawsuit that is likely to break either Brooks or the racing organizations they've named and thus alter the future of the sport no matter how it turns out.  

The federal case Brooks v. USTA has been logged before U.S. District Judge Alvin Hellerstein, a veteran jurist of the Southern District of New York. He will need every moment of his experience on the bench to fully comprehend the dynamics at work between the parties and between the Brooks family and the rest of the industry. This lawsuit, like evidence of most disputes, represents just a tiny fraction of the larger story. Here's a guide to how the case has begun.

Regulators have reportedly been eyeing Brooks and his stable, Bulletproof Enterprises, for quite some time, allegedly dubious of the sudden dominance of the ownership group and its trainers, notably Josh Marks and Tracy Brainard. The latter have astounded many observers of the sport with their swift rise to the top of its training ranks despite virtually no experience. For example, although Brainard is trainer of record, many industry watchers believe it's actually Marks who trains the horses for Bulletproof. They've never been caught cheating-- let's be clear--but they are widely suspected. When the United States Harness Writers Association nominated its trainers of the year, for example, Brainard was not on the ballot despite dominating her peers.

This background makes paragraph 5 of the complaint noteworthy. The plaintiffs allege that they are "one of the largest and most successful harness racing operations in North America." No one in the industry disputes that. But there are a good many people in the sport who would welcome the pre-trial discovery that might emanate from this paragraph 5, including the under-oath depositions of both Marks and Brainard. How, indeed, did Bulletproof become so successful that its horses in 2009 won twice as much as any other owner had ever won in the history of the sport? It's a question that spans the gulf between two contradictory principles--"innocent until proven guilty" and "where there's smoke there's fire." Hopefully the trial will give us answers.

Jeffrey Brooks' brother is David Brooks, who also was a dominant owner before allegedly transfering his interests in his horses to his brother. When David Brooks' zany criminal trial began last month in another federal district in New York, federal prosecutors made an allegation that implicated Jeffrey Brooks, who now controls Bulletproof's horses. Those allegations spawned a rash of regulatory action. First, Canada's dominant harness racing jurisdiction, Ontario, suspended Jeffrey Brooks and ended his ability to enter his horses. Then it was the USTA and New York regulators and then regulators in Delaware and New Jersey and Pennsylvania as well. This complaint is the Brooks family's response to those suspensions.      

And that makes paragraph 15 of the complaint a stand-out as well. It states: "In a classic case of guilt by association, virtually the entire rationale contained in [the license suspension] was the conduct of Jeffrey's brother, and former licensee, David Brooks, who is presently on trial for securities fraud..." (Emphasis added). Swallowed up in that word "virtually" is the in-court allegation by federal prosecutors that Jeffrey Brooks was recently seen on an undercover tape taking millions of dollars in cash in duffel bags out of a safety deposit box purportedly controlled by his brother; funds which were and are subject to a court stay. This revelation, which directly preceded the horse industry's suspensions, and which appears to be the direct cause of those suspensions, would seem to place Jeffrey in jeopardy of some sort of criminal or civil sanctions. Whether it justified the horse suspensions is a question the trial hopefully will answer.

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Andrew Cohen is a contributing editor at The Atlantic. He is a legal analyst for 60 Minutes and CBS Radio News, a fellow at the Brennan Center for Justice, and Commentary Editor at The Marshall Project

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