The Fifty-First State?

Going to war with Iraq would mean shouldering all the responsibilities of an occupying power the moment victory was achieved. These would include running the economy, keeping domestic peace, and protecting Iraq's borders—and doing it all for years, or perhaps decades. Are we ready for this long-term relationship?
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Over the past few months I interviewed several dozen people about what could be expected in Iraq after the United States dislodged Saddam Hussein. An assumption behind the question was that sooner or later the United States would go to war—and would go with at best a fraction of the support it enjoyed eleven years ago when fighting Iraq during the Gulf War. Most nations in the region and traditional U.S. allies would be neutral or hostile unless the Bush Administration could present new evidence of imminent danger from Iraq.

A further assumption was that even alone, U.S. forces would win this war. The victory might be slower than in the last war against Iraq, and it would certainly cost more American lives. But in the end U.S. tanks, attack airplanes, precision-guided bombs, special-operations forces, and other assets would crush the Iraqi military. The combat phase of the war would be over when the United States destroyed Saddam Hussein's control over Iraq's government, armed forces, and stockpile of weapons.

What then?

The people I asked were spies, Arabists, oil-company officials, diplomats, scholars, policy experts, and many active-duty and retired soldiers. They were from the United States, Europe, and the Middle East. Some firmly supported a pre-emptive war against Iraq; more were opposed. As of late summer, before the serious domestic debate had begun, most of the people I spoke with expected a war to occur.

From Atlantic Unbound:

Interviews: "Proceed With Caution" (October 10, 2002)
James Fallows argues that before getting ourselves into a war with Iraq, we must think long and hard about its possible consequences.

I began my research sharing the view, prevailing in Washington this year, that forcing "regime change" on Iraq was our era's grim historical necessity: starting a war would be bad, but waiting to have war brought to us would be worse. This view depended to some degree on trusting that the U.S. government had information not available to the public about exactly how close Saddam Hussein is to having usable nuclear warheads or other weapons of mass destruction. It also drew much of its power from an analogy every member of the public could understand—to Nazi Germany. In retrospect, the only sin in resisting Hitler had been waiting too long. Thus would it be in dealing with Saddam Hussein today. Richard Perle, a Reagan-era Defense Department official who is one of the most influential members outside government of what is frequently called the "war party," expressed this thought in representative form in an August column for the London Daily Telegraph: "A pre-emptive strike against Hitler at the time of Munich would have meant an immediate war, as opposed to the one that came later. Later was much worse."

Nazi and Holocaust analogies have a trumping power in many arguments, and their effect in Washington was to make doubters seem weak—Neville Chamberlains, versus the Winston Churchills who were ready to face the truth. The most experienced military figure in the Bush Cabinet, Secretary of State Colin Powell, was cast as the main "wet," because of his obvious discomfort with an effort that few allies would support. His instincts fit the general sociology of the Iraq debate: As a rule, the strongest advocates of pre-emptive attack, within the government and in the press, had neither served in the military nor lived in Arab societies. Military veterans and Arabists were generally doves. For example: Paul Wolfowitz, the deputy secretary of defense and the intellectual leader of the war party inside the government, was in graduate school through the late 1960s. Richard Armitage, his skeptical counterpart at the State Department and Powell's ally in pleading for restraint, is a Naval Academy graduate who served three tours in Vietnam.

I ended up thinking that the Nazi analogy paralyzes the debate about Iraq rather than clarifying it. Like any other episode in history, today's situation is both familiar and new. In the ruthlessness of the adversary it resembles dealing with Adolf Hitler. But Iraq, unlike Germany, has no industrial base and few military allies nearby. It is split by regional, religious, and ethnic differences that are much more complicated than Nazi Germany's simple mobilization of "Aryans" against Jews. Hitler's Germany constantly expanded, but Iraq has been bottled up, by international sanctions, for more than ten years. As in the early Cold War, America faces an international ideology bent on our destruction and a country trying to develop weapons to use against us. But then we were dealing with another superpower, capable of obliterating us. Now there is a huge imbalance between the two sides in scale and power.

If we had to choose a single analogy to govern our thinking about Iraq, my candidate would be World War I. The reason is not simply the one the historian David Fromkin advanced in his book A Peace to End All Peace: that the division of former Ottoman Empire territories after that war created many of the enduring problems of modern Iraq and the Middle East as a whole. The Great War is also relevant as a powerful example of the limits of human imagination: specifically, imagination about the long-term consequences of war.

The importance of imagination was stressed to me by Merrill McPeak, a retired Air Force general with misgivings about a pre-emptive attack. When America entered the Vietnam War, in which McPeak flew combat missions over the jungle, the public couldn't imagine how badly combat against a "weak" foe might turn out for the United States. Since that time, and because of the Vietnam experience, we have generally overdrawn the risks of combat itself. America's small wars of the past generation, in Grenada, Haiti, and Panama, have turned out far better—tactically, at least—than many experts dared to predict. The larger ones, in the Balkans, the Persian Gulf, and Afghanistan, have as well. The "Black Hawk Down" episode in Somalia is the main exception, and it illustrates a different rule: when fighting not organized armies but stateless foes, we have underestimated our vulnerabilities.

There is an even larger realm of imagination, McPeak suggested to me. It involves the chain of events a war can set off. Wars change history in ways no one can foresee. The Egyptians who planned to attack Israel in 1967 could not imagine how profoundly what became the Six Day War would change the map and politics of the Middle East. After its lightning victory Israel seized neighboring territory, especially on the West Bank of the Jordan River, that is still at the heart of disputes with the Palestinians. Fifty years before, no one who had accurately foreseen what World War I would bring could have rationally decided to let combat begin. The war meant the collapse of three empires, the Ottoman, the Austro-Hungarian, and the Russian; the cresting of another, the British; the eventual rise of Hitler in Germany and Mussolini in Italy; and the drawing of strange new borders from the eastern Mediterranean to the Persian Gulf, which now define the battlegrounds of the Middle East. Probably not even the United States would have found the war an attractive bargain, even though the U.S. rise to dominance began with the wounds Britain suffered in those years.

In 1990, as the United States prepared to push Iraqi troops out of Kuwait, McPeak was the Air Force chief of staff. He thought that war was necessary and advocated heavy bombing in Iraq. Now he opposes an invasion, largely because of how hard it is to imagine the full consequences of America's first purely pre-emptive war—and our first large war since the Spanish-American War in which we would have few or no allies.

We must use imagination on both sides of the debate: about the risks of what Saddam Hussein might do if left in place, and also about what such a war might unleash. Some members of the war party initially urged a quick in-and-out attack. Their model was the three-part formula of the "Powell doctrine": First, line up clear support—from America's political leadership, if not internationally. Then assemble enough force to leave no doubt about the outcome. Then, before the war starts, agree on how it will end and when to leave.

The in-and-out model has obviously become unrealistic. If Saddam Hussein could be destroyed by a death ray or captured by a ninja squad that sneaked into Baghdad and spirited him away, the United States might plausibly call the job done. It would still have to wonder what Iraq's next leader might do with the weapons laboratories, but the immediate problem would be solved.

Absent ninjas, getting Saddam out will mean bringing in men, machinery, and devastation. If the United States launched a big tank-borne campaign, as suggested by some of the battle plans leaked to the press, tens of thousands of soldiers, with their ponderous logistics trail, would be in the middle of a foreign country when the fighting ended. If the U.S. military relied on an air campaign against Baghdad, as other leaked plans have implied, it would inevitably kill many Iraqi civilians before it killed Saddam. One way or another, America would leave a large footprint on Iraq, which would take time to remove.

From the archives: From Atlantic Unbound:

Interviews: "Never Again Again" (March 14, 2002)
Samantha Power, the author of A Problem From Hell, explores why America—the home of Holocaust awareness—did all but nothing to stop the genocides of the twentieth century.

"Bystanders to Genocide" (September 2001)
The author's exclusive interviews with scores of the participants in the decision-making, together with her analysis of newly declassified documents, yield a chilling narrative of self-serving caution and flaccid will—and countless missed opportunities to mitigate a colossal crime. By Samantha Power

And logistics wouldn't be the only impediment to quick withdrawal. Having taken dramatic action, we would no doubt be seen—by the world and ourselves, by al Jazeera and CNN—as responsible for the consequences. The United States could have stopped the Khmer Rouge slaughter in Cambodia in the 1970s, but it was not going to, having spent the previous decade in a doomed struggle in Vietnam. It could have prevented some of the genocide in Rwanda in the 1990s, and didn't, but at least it did not trigger the slaughter by its own actions. "It is quite possible that if we went in, took out Saddam Hussein, and then left quickly, the result would be an extremely bloody civil war," says William Galston, the director of the Institute for Philosophy and Public Policy at the University of Maryland, who was a Marine during the Vietnam War. "That blood would be directly on our hands." Most people I spoke with, whether in favor of war or not, recognized that military action is a barbed hook: once it goes in, there is no quick release.

The tone of the political debate reflects a dawning awareness of this reality. Early this year, during the strange "phony war" stage of Iraq discussions, most people in Washington assumed that war was coming, but there was little open discussion of exactly why it was necessary and what consequences it would bring. The pro-war group avoided questions about what would happen after a victory, because to consider postwar complications was to weaken the case for a pre-emptive strike. Some war advocates even said, if pressed, that the details of postwar life didn't matter. With the threat and the tyrant eliminated, the United States could assume that whatever regime emerged would be less dangerous than the one it replaced.

As the swirl of leaks, rumors, and official statements made an attack seem alternately more and less imminent, the increasing chaos in Afghanistan underscored a growing consensus about the in-and-out scenario for Iraq: it didn't make sense. The war itself might be quick, perhaps even quicker than the rout of the Taliban. But the end of the fighting would hardly mean the end of America's commitment. In August, as warlords reasserted their power in Afghanistan, General Tommy Franks, the U.S. commander, said that American troops might need to stay in Afghanistan for many years.

If anything, America's involvement in Afghanistan should have been cleaner and more containable than what would happen in Iraq. In Afghanistan the United States was responding to an attack, rather than initiating regime change. It had broad international support; it had the Northern Alliance to do much of the work. Because the Taliban and al Qaeda finally chose to melt away rather than stand and fight, U.S. forces took control of the major cities while doing relatively little unintended damage. And still, getting out will take much longer than getting in.

From Atlantic Unbound:

Flashbacks: "Life, Liberty, and the Pursuit of Islam" (December 12, 2001)
Is democracy compatible with Islam? Atlantic contributors from the early to the late twentieth century take up the question.

Some proponents of war viewed the likelihood of long involvement in Iraq as a plus. If the United States went in planning to stay, it could, they contended, really make a difference there. Richard Perle addressed a major anti-war argument—that Arab states would flare up in resentment—by attempting to turn it around. "It seems at least as likely," he wrote in his Daily Telegraph column, "that Saddam's replacement by a decent Iraqi regime would open the way to a far more stable and peaceful region. A democratic Iraq would be a powerful refutation of the patronizing view that Arabs are incapable of democracy."

Some regional experts made the opposite point: that a strong, prosperous, confident, stable Iraq was the last thing its neighbors, who prefer it in its bottled-up condition, wanted to see. Others pooh-poohed the notion that any Western power, however hard it tried or long it stayed, could bring about any significant change in Iraq's political culture.

Regardless of these differences, the day after a war ended, Iraq would become America's problem, for practical and political reasons. Because we would have destroyed the political order and done physical damage in the process, the claims on American resources and attention would be comparable to those of any U.S. state. Conquered Iraqis would turn to the U.S. government for emergency relief, civil order, economic reconstruction, and protection of their borders. They wouldn't be able to vote in U.S. elections, of course—although they might after they emigrated. (Every American war has created a refugee-and-immigrant stream.) But they would be part of us.

During the debate about whether to go to war, each side selectively used various postwar possibilities to bolster its case. Through the course of my interviews I found it useful to consider the possibilities as one comprehensive group. What follows is a triage list for American occupiers: the biggest problems they would face on the first day after the war, in the first week, and so on, until, perhaps decades from now, they could come to grips with the long-term connections between Iraq and the United States.

The First Day

Last-minute mayhem. The biggest concern on the first day of peace would arise from what happened in the last few days of war. "I don't think that physically controlling the important parts of the country need be as difficult as many people fear," Chris Sanders, an American who worked for eighteen years in Saudi Arabia and is now a consultant in London, told me. "But of course it all depends on how one finds oneself in a victorious position—on what you had to do to win."

What would Saddam Hussein, facing defeat and perhaps death, have decided late in the war to do with the stockpiled weapons of mass destruction that were the original justification for our attack? The various Pentagon battle plans leaked to the media all assume that Iraq would use chemical weapons against U.S. troops. (Biological weapons work too slowly, and a nuclear weapon, if Iraq had one, would be more valuable for mass urban destruction than for battlefield use.) During the buildup to the Gulf War, American officials publicly warned Iraq that if it used chemical weapons against U.S. troops, we would respond with everything at our disposal, presumably including nuclear weapons. Whether or not this was a bluff, Iraq did not use chemical weapons. But if Saddam were fighting for survival, rather than for control of Kuwait, his decisions might be different.

From Atlantic Unbound:

Flashbacks: "Infectious Terrorism" (October 19, 2001)
Atlantic articles from 1991 and 1974 warned of the dangers of biological and chemical terrorism.

The major chemical weapons in Iraqi arsenals are thought to be the nerve gas sarin, also called "GB," and liquid methylphosphonothioic acid, or "VX." Both can be absorbed through the lungs, the skin, or the eyes, and can cause death from amounts as small as one drop. Sarin disperses quickly, but VX is relatively nonvolatile and can pose a more lasting danger. U.S. troops would be equipped with protective suits, but these are cumbersome and retain heat; the need to wear them has been an argument for delaying an attack until winter.

Another concern is that on his way down Saddam would use chemical weapons not only tactically, to slow or kill attacking U.S. soldiers, but also strategically, to lash out beyond his borders. In particular, he could use them against Israel. Iraq's SCUD and "al-Hussein" missiles cannot reach Europe or North America. But Israel is in easy range—as Iraq demonstrated during the Gulf War, when it launched forty-two SCUDs against Israel. (It also launched more than forty against the allied troops; all these SCUDs had conventional explosive warheads, rather than chemical payloads.) During the Gulf War the Israeli government of Yitzhak Shamir complied with urgent U.S. requests that it leave all retaliation to the Americans, rather than broadening the war by launching its own attacks. Nothing in Ariel Sharon's long career suggests that he could be similarly restrained.

A U.S. occupation of Iraq, then, could begin with the rest of the Middle East at war around it. "What's the worst nightmare at the start?" a retired officer who fought in the Gulf War asked me rhetorically. "Saddam Hussein hits Israel, and Sharon hits some Arab city, maybe in Saudi Arabia. Then you have the all-out religious war that the Islamic fundamentalists and maybe some Likudniks are itching for."

This is more a worst-case prediction than a probability, so let's assume that any regional combat could be contained and that we would get relatively quickly to the challenges of the following, postwar days.

The First Week

Refugees and relief. However quick and surgical the battle might seem to the American public, however much brighter Iraq's long-term prospects might become, in the short term many Iraqis would be desperate. Civilians would have been killed, to say nothing of soldiers. Bodies would need to be buried, wounds dressed, orphans located and cared for, hospitals staffed.

"You are going to start right out with a humanitarian crisis," says William Nash, of the Council on Foreign Relations. A retired two-star Army general, Nash was in charge of post-combat relief operations in southern Iraq after the Gulf War and later served in Bosnia and Kosovo. Most examples in this article, from Nash and others, involve the occupation of Kuwait and parts of Iraq after the Gulf War, rather than ongoing operations in Afghanistan. The campaign in Afghanistan may have a rhetorical connection to a future war in Iraq, in that both are part of the general "war on terror"; but otherwise the circumstances are very different. Iraq and Afghanistan are unlike in scale, geography, history, and politics, not to mention in the U.S. objectives and military plans that relate to them. And enough time has passed to judge the effects of the Gulf War, which is not true of Afghanistan.

"In the drive to Baghdad, you are going to do a lot of damage," Nash told me. "Either you will destroy a great deal of infrastructure by trying to isolate the battlefield—or they will destroy it, trying to delay your advance." Postwar commerce and recovery in Iraq will depend, of course, on roads, the rail system, air fields, and bridges across the Tigris and the Euphrates—facilities that both sides in the war will have incentives to blow up. "So you've got to find the village elders," Nash continued, "and say, 'Let's get things going. Where are the wells? I can bring you food, but bringing you enough water is really hard.' Right away you need food, water, and shelter—these people have to survive. Because you started the war, you have accepted a moral responsibility for them. And you may well have totally obliterated the social and political structure that had been providing these services."

Most of the military and diplomatic figures I interviewed stressed the same thing. In August, Scott Feil, a retired Army colonel who now directs a study project for the Association of the United States Army on postwar reconstruction, said at a Senate hearing, "I think the international community will hold the United States primarily responsible for the outcome in the post-conflict reconstruction effort." Charles William Maynes, a former editor of Foreign Policy magazine and now the president of the Eurasia Foundation, told me, "Because of the allegations that we've been killing women and children over the years with the sanctions, we are going to be all the more responsible for restoring the infrastructure."

This is not impossible, but it is expensive. Starting in the first week, whoever is in charge in Iraq would need food, tents, portable hospitals, water-purification systems, generators, and so on. During the Clinton Administration, Frederick Barton directed the Office of Transition Initiatives at USAID, which worked with State and Defense Department representatives on postwar recovery efforts in countries such as Haiti, Liberia, and Bosnia. He told me, "These places typically have no revenue systems, no public funds, no way anybody at any level of governance can do anything right away. You've got to pump money into the system." Exactly how much is hard to say. Scott Feil has estimated that costs for the first year in Iraq would be about $16 billion for post-conflict security forces and $1 billion for reconstruction—presumably all from the United States, because of the lack of allies in the war.


Catching Saddam Hussein. While the refugees were being attended to, an embarrassing leftover problem might persist. From the U.S. perspective, it wouldn't really matter whether the war left Saddam dead, captured, or in exile. What would matter is that his whereabouts were known. The only outcome nearly as bad as leaving him in power would be having him at large, like Osama bin Laden and much of the al Qaeda leadership in the months after the September 11 attacks.

"My nightmare scenario," Merrill McPeak, the former Air Force chief of staff, told me, "is that we jump people in, seize the airport, bring in the 101st [Airborne Division]—and we can't find Saddam Hussein. Then we've got Osama and Saddam Hussein out there, both of them achieving mythical heroic status in the Arab world just by surviving. It's not a trivial problem to actually grab the guy, and it ain't over until you've got him in handcuffs."

During the Gulf War, McPeak and his fellow commanders learned that Saddam was using a fleet of Winnebago-like vehicles to move around Baghdad. They tried to track the vehicles but never located Saddam himself. As McPeak concluded from reading psychological profiles of the Iraqi dictator, he is not only a thug and a murderer but an extremely clever adversary. "My concern is that he is smarter individually than our bureaucracy is collectively," he told me. "Bureaucracies tend to dumb things down. So in trying to find him, we have a chess match between a bureaucracy and Saddam Hussein."

The First Month

Police control, manpower, and intelligence. When the lid comes off after a long period of repression, people may be grateful and elated. But they may also be furious and vengeful, as the post-liberation histories of Romania and Kosovo indicate. Phebe Marr, a veteran Iraq expert who until her retirement taught at the National Defense University, told a Senate committee in August, "If firm leadership is not in place in Baghdad the day after Saddam is removed, retribution, score settling, and bloodletting, especially in urban areas, could take place." William Nash, who supervised Iraqi prisoners in liberated parts of Kuwait, told me, "The victim becomes the aggressor. You try to control it, but you'll just find the bodies in the morning."

Some policing of conquered areas, to minimize warlordism and freelance justice, is an essential step toward making the postwar era seem like an occupation rather than simple chaos. Doing it right requires enough people to do the policing; a reliable way to understand local feuds and tensions; and a plan for creating and passing power to a local constabulary. Each can be more complicated than it sounds.

Simply manning a full occupation force would be a challenge. In the occupation business there are some surprising rules of thumb. Whether a country is big or small, for instance, the surrender of weapons by the defeated troops seems to take about 120 days. Similarly, regardless of a country's size, maintaining order seems to take about one occupation soldier or police officer for each 500 people—plus one supervisor for each ten policemen. For Iraq's 23 million people that would mean an occupation force of about 50,000. Scott Feil told a Senate committee that he thought the occupation would need 75,000 security soldiers.

In most of its military engagements since Vietnam the United States has enthusiastically passed many occupation duties to allied or United Nations forces. Ideally the designated occupiers of Iraq would be other Arabs—similar rather than alien to most Iraqis in language, religion, and ethnicity. But persuading other countries to clean up after a war they had opposed would be quite a trick.

Providing even 25,000 occupiers on a sustained basis would not be easy for the U.S. military. Over the past decade the military's head count has gone down, even as its level of foreign commitment and the defense budget have gone up. All the active-duty forces together total about 1.4 million people. Five years ago it was about 1.5 million. At the time of the Gulf War the total was over two million. With fewer people available, the military's "ops tempo" (essentially, the level of overtime) has risen, dramatically in the past year. Since the terrorist attacks some 40,000 soldiers who had planned to retire or leave the service have been obliged to stay, under "stop-loss" personnel policies. In July the Army awarded a $205 million contract to ITT Federal Services to provide "rent-a-cop" security guards for U.S. bases in Bosnia, sparing soldiers the need to stand guard duty. As of the beginning of September, the number of National Guard and Reserves soldiers mobilized by federal call-ups was about 80,000, compared with about 5,600 just before September 11, 2001. For the country in general the war in Central Asia has been largely a spectator event—no war bonds, no gasoline taxes, no mandatory public service. For the volunteer military on both active and reserve duty it has been quite real.

One way to put more soldiers in Iraq would be to re-deploy them from overseas bases. Before the attacks about 250,000 soldiers were based outside U.S. borders, more than half of them in Germany, Japan, and Korea. The American military now stations more than 118,000 soldiers in Europe alone.

But in the short term the occupation would need people from the civil-affairs specialties of the military: people trained in setting up courts and police systems, restoring infrastructure, and generally leading a war-recovery effort. Many are found in the Reserves, and many have already been deployed to missions in Bosnia, Kosovo, or elsewhere. "These are an odd bunch of people," James Dunnigan, the editor of Strategypage.com, told me. "They tend to be civilians who are over-educated—they like working for the government and having adventures at the same time. They're like the characters in Three Kings, without finding the gold."

One of the people Dunnigan was referring to specifically is Evan Brooks. In his normal life Brooks is an attorney at Internal Revenue Service headquarters. He is also an amateur military historian, and until his recent retirement was a lieutenant colonel in the Army Reserves, specializing in civil affairs. "Between 1947 and 1983," Brooks told me, "the number of civil-affairs units that were activated [from the Reserves] could be counted on one hand. Since 1987 there has not been a single Christmas where the D.C.-area civil-affairs unit has not had people deployed overseas." Brooks was the military interface with the Kuwaiti Red Crescent for several months after the Gulf War; though he is Jewish, he became a popular figure among his Muslim colleagues, and was the only American who attended Kuwaiti subcabinet meetings. "My ambition was to be military governor of Basra [the Iraqi region closest to Kuwait]," he told me, I think whimsically. "I never quite achieved it."

From the archives:

"Tales from the Bazaar" (August 1992)
As individuals, few American diplomats have been as anonymous as the members of the group known as Arabists. And yet as a group, no cadre of diplomats has aroused more suspicion than the Arab experts have. Who are the Arabists? Where did they come from? Do they deserve our confidence? By Robert D. Kaplan

Wherever the occupying force finds its manpower, it will face the challenge of understanding politics and rivalries in a country whose language few Americans speak. The CIA and the Army Special Forces have been recruiting Arabic speakers and grilling Iraqi exiles for local intelligence. The Pentagon's leadership includes at least one Arabic speaker: the director of the joint staff, John Abizaid, a three-star general. As a combat commander during the Gulf War, Abizaid was able to speak directly with Iraqis. Most American occupiers will lack this skill.

Inability to communicate could be disastrous. After the Gulf War, William Nash told me, he supervised camps containing Iraqi refugees and captured members of the Republican Guard. "We had a couple of near riots—mini-riots—in the refugee camps when Saddam's agents were believed to have infiltrated," Nash said. "We brought a guy in, and a group of refugees in the camp went berserk. Somebody said, 'He's an agent!' My guys had to stop them or they were going to tear the man to shreds. We put a bag over his head and hustled him out of there, just to save his life. And when that happens, you have no idea what kind of vendetta you've just fallen in the middle of. You have no idea if it's a six-camel issue or something much more. I take that experience from 1991 and square it fifty times for a larger country. That would be a postwar Iraq."

Eventually the occupiers would solve the problem by fostering a local police force, as part of a new Iraqi government. "You have to start working toward local, civilian-led police," Frederick Barton, the former USAID official, told me. "Setting up an academy is okay, but national police forces tend to be sources of future coups and corruption. I'd rather have a hundred and fifty small forces around the country and take my chances on thirty of them being corrupt than have a centralized force and end up with one big, bad operation."


Forming a government. Tyrants make a point of crushing any challenge to their power. When a tyranny falls, therefore, a new, legitimate source of authority may take time to emerge. If potential new leaders are easy to identify, it is usually because of their family name or record of political struggle. Corazón Aquino illustrates the first possibility: as the widow of a political rival whom Ferdinand Marcos had ordered killed, she was the ideal successor to Marcos in the Philippines (despite her later troubles in office). Charles de Gaulle in postwar France, Nelson Mandela in South Africa, and Kim Dae-jung in South Korea illustrate the second. Should the Burmese military ever fall, Aung San Suu Kyi will have both qualifications for leadership.

Iraq has no such obvious sources of new leadership. A word about its political history is useful in explaining the succession problem. From the 1500s onward the Ottoman Empire, based in Istanbul, controlled the territory that is now Iraq. When the empire fell, after World War I, Great Britain assumed supervision of the newly created Kingdom of Iraq, under a mandate from the League of Nations. The British imported a member of Syria's Hashemite royal family, who in 1921 became King Faisal I of Iraq. (The Hashemites, one of whom is still on the throne in Jordan, claim descent not only from the prophet Muhammad but also from the Old Testament Abraham.) The Kingdom of Iraq lasted until 1958, when King Faisal II was overthrown and killed in a military coup. In 1963 the Baath, or "renewal," party took power in another coup—which the United States initially welcomed, in hopes that the Baathists would be anticommunist. By the late 1970s Saddam Hussein had risen to dominance within the party.

The former monarchy is too shallow-rooted to survive reintroduction to Iraq, and Saddam has had time to eliminate nearly all sources of internal resistance. The Kurdish chieftains of the northern provinces are the primary exception. But their main impulse has been separatist: they seek autonomy from the government in Baghdad and feud with one another. That leaves Iraqi exile groups—especially the Iraqi National Congress—as the likeliest suppliers of leaders.

The INC survives on money from the U.S. government. The organization and its president, a U.S.-trained businessman named Ahmad Chalabi, have sincere supporters and also detractors within the Washington policy world. The columnist Jim Hoagland, of The Washington Post, has called Chalabi a "dedicated advocate of democracy" who has "sacrifice[d] most of his fortune so he can risk his life to fight Saddam." The case against Chalabi involves his fortune too: he is a high-living character, and under him the INC has been dogged by accusations of financial mismanagement. "The opposition outside Iraq is almost as divided, weak, and irrelevant as the White Russians in the 1920s," says Anthony Cordesman, of the Center for Strategic and International Studies, in Washington.

From the archives:

"Was Democracy Just a Moment?" (December 1997)
The global triumph of democracy was to be the glorious climax of the American Century. But democracy may not be the system that will best serve the world—or even the one that will prevail in places that now consider themselves bastions of freedom. By Robert D. Kaplan

"What you will need is a man with a black moustache," a retired British spy who once worked in the region told me. "Out of chaos I am sure someone will emerge. But it can't be Chalabi, and it probably won't be a democracy. Democracy is a strange fruit, and, cynically, to hold it together in the short term you need a strongman."

Several U.S. soldiers told me that the comfortable Powell doctrine, with its emphasis on swift action and a clear exit strategy, could make the inevitable difficulty and delay in setting up plausible new leadership even more frustrating.

When British administrators supervised the former Ottoman lands in the 1920s, they liked to insinuate themselves into the local culture, à la Lawrence of Arabia. "Typically, a young man would go there in his twenties, would master the local dialects, would have a local mistress before he settled down to something more respectable," Victor O'Reilly, an Irish novelist who specializes in military topics, told me. "They were to achieve tremendous amounts with minimal resources. They ran huge chunks of the world this way, and it was psychological. They were hugely knowledgeable and got deeply involved with the locals." The original Green Berets tried to use a version of this approach in Vietnam, and to an extent it is still the ideal for the Special Forces.

But in the generation since Vietnam the mainstream U.S. military has gone in the opposite direction: toward a definition of its role in strictly martial terms. It is commonplace these days in discussions with officers to hear them describe their mission as "killing people and blowing things up." The phrase is used deliberately to shock civilians, and also for its absolute clarity as to what a "military response" involves. If this point is understood, there can be no confusion about what the military is supposed to do when a war starts, no recriminations when it uses all necessary force, and as little risk as possible that soldiers will die "political" deaths because they've been constrained for symbolic or diplomatic reasons from fully defending themselves. All this is in keeping with the more familiar parts of the Powell doctrine—the insistence on political backing and overwhelming force. The goal is to protect the U.S. military from being misused.

The strict segregation of military and political functions may be awkward in Iraq, however. In the short term the U.S. military would necessarily be the government of Iraq. In the absence of international allies or UN support, and the absence of an obvious Iraqi successor regime, American soldiers would have to make and administer political decisions on the fly. America's two most successful occupations embraced the idea that military officials must play political roles. Emperor Hirohito remained the titular head of state in occupied Japan, but Douglas MacArthur, a lifelong soldier, was immersed in the detailed reconstruction of Japan's domestic order. In occupied Germany, General Lucius D. Clay did something comparable, though less flamboyantly. Today's Joint Chiefs of Staff would try to veto any suggestion for a MacArthur-like proconsul. U.S. military leaders in the Balkans have pushed this role onto the United Nations. Exactly who could assume it in Iraq is not clear.

In the first month, therefore, the occupiers would face a paradox: the institution best equipped to exercise power as a local government—the U.S. military—would be the one most reluctant to do so.


Territorial integrity. This is where the exercise of power might first be put to a major test.

In ancient times what is now central Iraq was the cradle of civilization, Mesopotamia ("Mespot" in Fleet Street shorthand during the British-mandate era). Under the Ottoman Empire today's Iraq was not one province but three, and the divisions still affect current politics. The province of Baghdad, in the center of the country, is the stronghold of Iraq's Sunni Muslim minority. Sunnis dominated administrative positions in the Ottoman days and have controlled the army and the government ever since, even though they make up only about 20 percent of the population. The former province of Mosul, in the mountainous north, is the stronghold of Kurdish tribes, which make up 15 to 20 percent of the population. Through the years they have both warred against and sought common cause with other Kurdish tribes across Iraq's borders in Turkey, Iran, and Syria. Mosul also has some of the country's richest reserves of oil. The former province of Basra, to the southeast, borders Iran, Kuwait, and the Persian Gulf. Its population is mainly Shiite Muslims, who make up the majority in the country as a whole but have little political power.

The result of this patchwork is a country like Indonesia or Soviet-era Yugoslavia. Geographic, ethnic, and religious forces tend to pull it apart; only an offsetting pull from a strong central government keeps it in one piece. Most people think that under the stress of regime change Iraq would be more like Indonesia after Suharto than like Yugoslavia after Tito—troubled but intact. But the strains will be real.

"In my view it is very unlikely—indeed, inconceivable—that Iraq will break up into three relatively cohesive components," Phebe Marr, the Iraq expert, told the Senate Committee on Foreign Relations. But a weakened center could mean all sorts of problems, she said, even if the country were officially whole. The Kurds could seize the northern oil fields, for example. The Turkish government has long made clear that if Iraq cannot control its Kurdish population, Turkey—concerned about separatist movements in its own Kurdish provinces—will step in to do the job. "Turkey could intervene in the north, as it has done before," Marr said. "Iran, through its proxies, could follow suit. There could even be a reverse flow of refugees as many Iraqi Shia exiles in Iran return home, possibly in the thousands, destabilizing areas in the south."

From the archives:

"Growth of Our Foreign Policy" (March 1900)
"Why do we find ourselves laboring under the huge incubus of the Philippines?" By Richard Olney

The centrifugal forces acting on postwar Iraq, even if they did not actually break up the country, would present a situation different from those surrounding past U.S. occupations. America's longest experience as an occupier was in the Philippines, which the United States controlled formally or informally for most of a century. Many ethnic, linguistic, and religious differences separated the people of the Philippine archipelago, but because the islands have no land frontier with another country, domestic tensions could be managed with few international complications. And in dealing with Japan and Germany after World War II, the United States wanted, if anything, to dilute each country's sense of distinct national identity. There was also no doubt about the boundaries of those occupied countries.

Postwar Iraq, in contrast, would have less-than-certain boundaries, internal tensions with international implications, and highly nervous neighbors. Six countries share borders with Iraq. Clockwise from the Persian Gulf, they are Kuwait, Saudi Arabia, Jordan, Syria, Turkey, and Iran. None of them has wanted Saddam to expand Iraq's territory. But they would be oddly threatened by a post-Saddam breakup or implosion. The Turks, as noted, have a particular interest in preventing any country's Kurdish minority from rebelling or forming a separatist state. The monarchies of Saudi Arabia and Jordan fear that riots and chaos in Iraq could provoke similar upheaval among their own peoples.

"In states like the United Arab Emirates and Qatar, even Saudi Arabia," says Shibley Telhami, the Anwar Sadat Professor of Peace and Development at the University of Maryland, "there is the fear that the complete demise of Iraq would in the long run play into the hands of Iran, which they see as even more of a threat." Iran is four times as large as Iraq, and has nearly three times as many people. Although it is Islamic, its population and heritage are Persian, not Arab; to the Arab states, Iran is "them," not "us."

As Arab regimes in the region assess the possible outcomes of a war, Telhami says, "they see instability, at a minimum, for a long period of time, and in the worst case the disintegration of the Iraqi state." These fears matter to the United States, because of oil. Chaos in the Persian Gulf would disrupt world oil markets and therefore the world economy. Significant expansion of Iran's influence, too, would work against the Western goal of balancing regional power among Saudi Arabia, Iran, and postwar Iraq. So as the dust of war cleared, keeping Iraq together would suddenly be America's problem. If the Kurds rebelled in the north, if the Shiite government in Iran tried to "reclaim" the southern districts of Iraq in which fellow Shiites live, the occupation powers would have to respond—even by sending in U.S. troops for follow-up battles.

The First Year

"De-Nazification" and "loya-jirgazation." As the months pass, an occupation force should, according to former occupiers, spend less time reacting to crises and more time undertaking long-term projects such as improving schools, hospitals, and housing. Iraq's occupiers would meanwhile also have to launch their version of "de-Nazification": identifying and punishing those who were personally responsible for the old regime's brutality, without launching a Khmer Rouge-style purge of everyone associated with the former government. Depending on what happened to Saddam and his closest associates, war-crime trials might begin. Even if the United States had carried out the original invasion on its own, the occupiers would seek international support for these postwar measures.

In the early months the occupiers would also begin an Iraqi version of "loya-jirgazation"—that is, supporting a "grand council" or convention like the one at which the Afghans selected the leadership for their transitional government. Here the occupation would face a fundamental decision about its goals within Iraq.

One option was described to me by an American diplomat as the "decent interval" strategy. The United States would help to set up the framework for a new governing system and then transfer authority to it as soon as possible—whether or not the new regime was truly ready to exercise control. This is more or less the approach the United States and its allies have taken in Afghanistan: once the loya jirga had set up an interim government and Hamid Karzai was in place as President, the United States was happy to act as if this were a true government. The situation in Afghanistan shows the contradictions in this strategy. It works only if the United States decides it doesn't care about the Potemkin government's lapses and limitations—for instance, an inability to suppress warlords and ethnic-regional feuds. In Afghanistan the United States still does care, so there is growing tension between the pretense of Afghan sovereignty and the reality of U.S. influence. However complicated the situation in Afghanistan is proving to be, things are, again, likely to be worse in Iraq. The reasons are familiar: a large local army, the Northern Alliance, had played a major role in the fight against the Taliban; a natural leader, Karzai, was available; the invasion itself had been a quasi-international rather than a U.S.-only affair.

The other main option would be something closer to U.S. policy in occupied Japan: a slow, thorough effort to change fundamental social and cultural values, in preparation for a sustainable democracy. Japan's version of democracy departs from the standard Western model in various ways, but a system even half as open and liberal as Japan's would be a huge step for Iraq. The transformation of Japan was slow. It required detailed interference in the day-to-day workings of Japanese life. U.S. occupation officials supervised what was taught in Japanese classrooms. Douglas MacArthur's assistants not only rewrote the labor laws but wrote the constitution itself. They broke up big estates and reallocated the land. Carrying out this transformation required an effort comparable to the New Deal. American lawyers, economists, engineers, and administrators by the thousands spent years developing and executing reform plans. Transformation did not happen by fiat. It won't in Iraq either.

John Dower, a professor of history at MIT, is a leading historian of the U.S. occupation of Japan; his book Embracing Defeat won the Pulitzer Prize for nonfiction in 2000. Dower points out that in Japan occupation officials had a huge advantage they presumably would not have in Iraq: no one questioned their legitimacy. The victorious Americans had not only the power to impose their will on Japan but also, in the world's eyes, the undoubted right to remake a militarist society. "Every country in Asia wanted this to be done," Dower says. "Every country in the world." The same was true in postwar Germany. The absence of international support today is one of many reasons Dower vehemently opposes a pre-emptive attack.


Oil and money. Iraq could be the Saudi Arabia of the future. Partly because its output has been constrained by ten years' worth of sanctions, and mainly because it has never embraced the international oil industry as Saudi Arabia has, it is thought to have some of the largest untapped reserves in the world. Saudi Arabia now exports much more oil than Iraq—some seven million barrels a day versus about two million. But Iraq's output could rapidly increase.

The supply-demand balance in the world's energy markets is expected to shift over the next five years. Import demand continues to rise—even more quickly in China and India than in the United States. Production in most of the world is flat or declining—in OPEC producing countries, by OPEC fiat. The role of Persian Gulf suppliers will only become more important; having two large suppliers in the Gulf rather than just one will be a plus for consumers. So in the Arab world the U.S. crusade against Saddam looks to be motivated less by fears of terrorism and weapons of mass destruction than by the wish to defend Israel and the desire for oil.

Ideally, Iraq's re-entry into the world oil market would be smooth. Production would be ramped up quickly enough to generate money to rebuild the Iraqi economy and infrastructure, but gradually enough to keep Saudi Arabia from feeling threatened and retaliating in ways that could upset the market. International oil companies, rather than an occupation authority, would do most of the work here. What would the occupiers need to think about? First, the threat of sabotage, which would become greater to the extent that Iraq's oil industry was seen in the Arab world more as a convenience for Western consumers than as a source of wealth for Iraq. Since many of the wells are in the Kurdish regions, Kurdish rebellion or dissatisfaction could put them at risk. Oil pipelines, seemingly so exposed, are in fact not the likeliest target. "Pipes are always breaking, so we know how to fix them quickly," says Peter Schwartz, of the Global Business Network, who worked for years as an adviser to Shell Oil. At greatest risk are the terminals at seaports, where oil is loaded into tankers, and the wells themselves. At the end of the Gulf War, Iraqi troops set fire to 90 percent of Kuwait's wells, which burned for months. Wellheads and terminals are the sites that oil companies protect most carefully.

Another challenge to recovery prospects in general would be Iraq's amazingly heavy burden of debt. Iraq was directed by the United Nations to pay reparations for the damage it inflicted on Kuwait during the Gulf War. That and other debts have compounded to amounts the country cannot hope to repay. Estimates vary, but the range—$200 billion to $400 billion—illustrates the problem.

"Leaving Iraq saddled with a massive debt and wartime-reparations bill because of Saddam is an act of moral and ethical cowardice," says Anthony Cordesman, of the Center for Strategic and International Studies, a military expert who is no one's idea of a bleeding heart. "We must show the Arab and Islamic worlds that we will not profiteer in any way from our victory. We must persuade the world to forgive past debts and reparations." Cordesman and others argue that as part of regime change the United States would have to take responsibility for solving this problem. Otherwise Iraq would be left in the position of Weimar Germany after the Treaty of Versailles: crushed by unpayable reparations.

This would be only part of the financial reality of regime change. The overall cost of U.S. military operations during the Gulf War came to some $61 billion. Because of the contributions it received from Japan, Saudi Arabia, and other countries in its alliance, the United States wound up in the convenient yet embarrassing position of having most of that cost reimbursed. An assault on Iraq would be at least as expensive and would all be on our tab. Add to that the price of recovery aid. It is hard to know even how to estimate the total cost.


Legitimacy and unilateralism. An important premise for the American war party is that squawks and hand-wringing from Arab governments cannot be taken seriously. The Saudis may say they oppose an attack; the Jordanians may publicly warn against it; but in fact most governments in the region would actually be glad to have the Saddam wild card removed. And if some countries didn't welcome the outcome, all would adjust to the reality of superior U.S. force once the invasion was a fait accompli. As for the Europeans, they are thought to have a poor record in threat assessment. Unlike the United States, Europe has not really been responsible since World War II for life-and-death judgments about military problems, and Europeans tend to whine and complain. American war advocates say that Europe's reluctance to confront Saddam is like its reluctance to recognize the Soviet threat a generation ago. Europeans thought Ronald Reagan was a brute for calling the Soviet Union an "evil empire." According to this view, they are just as wrong-headed to consider George W. Bush a simpleton for talking today about an "axis of evil."

Still, support from the rest of the world can be surprisingly comforting. Most Americans were moved by the outpouring of solidarity on September 11—the flowers in front of embassies, the astonishing headline in Le Monde: "NOUS SOMMES TOUS AMÉRICAINS." By the same token, foreigners' hatred can be surprisingly demoralizing. Think of the news clips of exaltation in Palestinian camps after the attacks, or the tape of Osama bin Laden chortling about how many people he had killed. The United States rarely turned to the United Nations from the late 1960s through the mid-1980s, because the UN was so often a forum for anti-American rants. Resentment against America in the Arab world has led to a partial boycott of U.S. exports, which so far has not mattered much. It has also fueled the recruitment of suicide terrorists, which has mattered a great deal.

The presence or absence of allies would have both immediate and long-term consequences for the occupation. No matter how welcome as liberators they may be at first, foreign soldiers eventually wear out their welcome. It would be far easier if this inescapably irritating presence were varied in nationality, under a UN flag, rather than all American. All the better if the force were Islamic and Arabic-speaking.

The face of the occupying force will matter not just in Iraq's cities but also on its borders. Whoever controls Iraq will need to station forces along its most vulnerable frontier—the long flank with Iran, where at least half a million soldiers died during the 1980-1988 Iran-Iraq war. The Iranians will notice any U.S. presence on the border. "As the occupying power, we will be responsible for the territorial integrity of the Iraqi state," says Charles William Maynes, of the Eurasia Foundation. "That means we will have to move our troops to the border with Iran. At that point Iran becomes our permanent enemy."

The longer-term consequences would flow from having undertaken a war that every country in the region except Israel officially opposed. Chris Sanders, the consultant who used to work in Saudi Arabia, says that unless the United States can drum up some Arab allies, an attack on Iraq "will accomplish what otherwise would have been impossible—a bloc of regional opposition that transcends the very real differences of interests and opinions that had kept a unified Arab bloc from arising." Sanders adds dryly, "If I were an American strategic thinker, I would imagine that not to be in my interest."

The Long Run

So far we've considered the downside—which, to be fair, is most of what I heard in my interviews. But there was also a distinctly positive theme, and it came from some of the most dedicated members of the war party. Their claim, again, was that forcing regime change would not just have a negative virtue—that of removing a threat. It would also create the possibility of bringing to Iraq, and eventually the whole Arab world, something it has never known before: stable democracy in an open-market system.

"This could be a golden opportunity to begin to change the face of the Arab world," James Woolsey, a former CIA director who is one of the most visible advocates of war, told me. "Just as what we did in Germany changed the face of Central and Eastern Europe, here we have got a golden chance." In this view, the fall of the Soviet empire really did mark what Francis Fukuyama called "the end of history": the democratic-capitalist model showed its superiority over other social systems. The model has many local variations; it brings adjustment problems; and it encounters resistance, such as the anti-globalization protests of the late 1990s. But it spreads—through the old Soviet territory, through Latin America and Asia, nearly everywhere except through tragic Africa and the Islamic-Arab lands of the Middle East. To think that Arab states don't want a democratic future is dehumanizing. To think they're incapable of it is worse. What is required is a first Arab democracy, and Iraq can be the place.

"If you only look forward, you can see how hard it would be to do," Woolsey said. "Everybody can say, 'Oh, sure, you're going to democratize the Middle East.'" Indeed, that was the reaction of most of the diplomats, spies, and soldiers I spoke with—"the ruminations of insane people," one British official said.

Woolsey continued with his point: "But if you look at what we and our allies have done with the three world wars of the twentieth century—two hot, one cold—and what we've done in the interstices, we've already achieved this for two thirds of the world. Eighty-five years ago, when we went into World War I, there were eight or ten democracies at the time. Now it's around a hundred and twenty—some free, some partly free. An order of magnitude! The compromises we made along the way, whether allying with Stalin or Franco or Pinochet, we have gotten around to fixing, and their successor regimes are democracies.

"Around half of the states of sub-Saharan Africa are democratic. Half of the twenty-plus non-Arab Muslim states. We have all of Europe except Belarus and occasionally parts of the Balkans. If you look back at what has happened in less than a century, then getting the Arab world plus Iran moving in the same direction looks a lot less awesome. It's not Americanizing the world. It's Athenizing it. And it is doable."

Richard Perle, Secretary of Defense Donald Rumsfeld, and others have presented similar prospects. Thomas McInerney, a retired three-star general, said at the Senate hearings this past summer, "Our longer-term objectives will be to bring a democratic government to Iraq ... that will influence the region significantly." At a Pentagon briefing a few days later Rumsfeld asked rhetorically, "Wouldn't it be a wonderful thing if Iraq were similar to Afghanistan—if a bad regime was thrown out, people were liberated, food could come in, borders could be opened, repression could stop, prisons could be opened? I mean, it would be fabulous."

The transforming vision is not, to put it mildly, the consensus among those with long experience in the Middle East. "It is so divorced from any historical context, just so far out of court, that it is laughable," Chris Sanders told me. "There isn't a society in Iraq to turn into a democracy. That doesn't mean you can't set up institutions and put stooges in them. But it would make about as much sense as the South Vietnamese experiment did." Others made similar points.

Woolsey and his allies might be criticized for lacking a tragic imagination about where war might lead, but at least they recognize that it will lead somewhere. If they are more optimistic in their conclusions than most of the other people I spoke with, they do see that America's involvement in Iraq would be intimate and would be long.

It has become a cliché in popular writing about the natural world that small disturbances to complex systems can have unpredictably large effects. The world of nations is perhaps not quite as intricate as the natural world, but it certainly holds the potential for great surprise. Merely itemizing the foreseeable effects of a war with Iraq suggests reverberations that would be felt for decades. If we can judge from past wars, the effects we can't imagine when the fighting begins will prove to be the ones that matter most.

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James Fallows is a national correspondent for The Atlantic and has written for the magazine since the late 1970s. He has reported extensively from outside the United States and once worked as President Carter's chief speechwriter. His latest book is China Airborne. More

James Fallows is based in Washington as a national correspondent for The Atlantic. He has worked for the magazine for nearly 30 years and in that time has also lived in Seattle, Berkeley, Austin, Tokyo, Kuala Lumpur, Shanghai, and Beijing. He was raised in Redlands, California, received his undergraduate degree in American history and literature from Harvard, and received a graduate degree in economics from Oxford as a Rhodes scholar. In addition to working for The Atlantic, he has spent two years as chief White House speechwriter for Jimmy Carter, two years as the editor of US News & World Report, and six months as a program designer at Microsoft. He is an instrument-rated private pilot. He is also now the chair in U.S. media at the U.S. Studies Centre at the University of Sydney, in Australia.

Fallows has been a finalist for the National Magazine Award five times and has won once; he has also won the American Book Award for nonfiction and a N.Y. Emmy award for the documentary series Doing Business in China. He was the founding chairman of the New America Foundation. His recent books Blind Into Baghdad (2006) and Postcards From Tomorrow Square (2009) are based on his writings for The Atlantic. His latest book is China Airborne. He is married to Deborah Fallows, author of the recent book Dreaming in Chinese. They have two married sons.

Fallows welcomes and frequently quotes from reader mail sent via the "Email" button below. Unless you specify otherwise, we consider any incoming mail available for possible quotation -- but not with the sender's real name unless you explicitly state that it may be used. If you are wondering why Fallows does not use a "Comments" field below his posts, please see previous explanations here and here.
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